PALL CORP 4
4 · PALL CORP · Filed Jun 16, 2015
Insider Transaction Report
Form 4
PALL CORPPLL
Baratelli Yves
Group VP; Pres, Life Sciences
Transactions
- Exercise/Conversion
Common Stock
2015-06-12$82.47/sh+4,984$411,030→ 38,089.245 total - Sale
Common Stock
2015-06-12$124.64/sh−4,984$621,226→ 33,105.245 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-06-12−9,505→ 9,506 totalExercise: $64.80Exp: 2020-01-15→ Common Stock (9,505 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-06-12−4,984→ 9,969 totalExercise: $82.47Exp: 2021-12-10→ Common Stock (4,984 underlying) - Sale
Common Stock
2015-06-12$124.64/sh−9,505$1,184,713→ 33,105.245 total - Exercise/Conversion
Common Stock
2015-06-12$64.80/sh+9,505$615,924→ 42,610.245 total
Footnotes (6)
- [F1]This transaction was executed in multiple trades at prices ranging from $124.60 - $124.68. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation full information regarding the numbers of shares and prices at which the transaction was affected.
- [F2]This transaction was executed in multiple trades at prices ranging from $124.62 - $124.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation, full information regarding the numbers of shares and prices at which the transactions were effected.
- [F3]In prior filings, the total number of shares held by the reporting person was incorrectly reported due to an administrative error, resulting in under-reporting of the amount of securities beneficially owned by the reporting person as reported in Column 5 of Table I of Form 4. This Form 4 reflects the correct number of shares held.
- [F4]Date shown is grant date. Options vested ratably over four years commencing on the first anniversary of grant date provided the reporting person satisfied certain service conditions.
- [F5]Only represents the derivative securities in this class.
- [F6]Date shown is grant date. Options vest ratably over three years commencing on the first anniversary of the grant date provided the reporting person satisfies certain service conditions.