4//SEC Filing
APPLIED MATERIALS INC /DE 4
Accession 0001127602-16-069208
$AMATCIK 0000006951operating
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 7:51 PM ET
Size
9.5 KB
Accession
0001127602-16-069208
Insider Transaction Report
Form 4
HALLIDAY ROBERT J
Senior Vice President & CFO
Transactions
- Award
Common Stock
2016-12-01+72,194→ 561,777 total - Award
Common Stock
2016-12-01+72,675→ 707,127 total - Award
Common Stock
2016-12-01+72,675→ 634,452 total
Footnotes (4)
- [F1]Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 36,097 shares are scheduled to vest on December 19, 2016, 18,049 shares are scheduled to vest on December 19, 2017 and 18,048 shares are scheduled to vest on December 19, 2018 (all vesting is subject to continued employment through each applicable vest date).
- [F2]Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.
- [F3]Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date.
- [F4]Number of shares includes 340,879 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in January of 2017, (b) 145,792 shares are scheduled to vest in installments in December of each of 2016 through 2018, and (c) 185,087 shares are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).
Documents
Issuer
APPLIED MATERIALS INC /DE
CIK 0000006951
Entity typeoperating
IncorporatedDC
Related Parties
1- filerCIK 0000006951
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 7:51 PM ET
- Size
- 9.5 KB