HERITAGE COMMERCE CORP 4
4 · HERITAGE COMMERCE CORP · Filed Dec 6, 2016
Insider Transaction Report
Form 4
PORTER DAVID
EVP/CCO
Transactions
- Sale
Common Stock
2016-12-05$12.97/sh−5,000$64,863→ 38,700 total
Holdings
- 10,000
Standard Employee Option - NSO
Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Common Stock (10,000 underlying) - 12,500
Standard Employee Option - NSO
Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common Stock (12,500 underlying)
Footnotes (1)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9710 to $12.9730, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.