Home/Filings/4/0001127602-16-069227
4//SEC Filing

HERITAGE COMMERCE CORP 4

Accession 0001127602-16-069227

$HTBKCIK 0001053352operating

Filed

Dec 5, 7:00 PM ET

Accepted

Dec 6, 12:28 PM ET

Size

7.0 KB

Accession

0001127602-16-069227

Insider Transaction Report

Form 4
Period: 2016-12-05
Transactions
  • Sale

    Common Stock

    2016-12-05$12.97/sh5,000$64,86338,700 total
Holdings
  • Standard Employee Option - NSO

    Exercise: $6.57From: 2013-04-30Exp: 2023-04-30Common Stock (10,000 underlying)
    10,000
  • Standard Employee Option - NSO

    Exercise: $8.07From: 2014-02-27Exp: 2024-02-27Common Stock (12,500 underlying)
    12,500
Footnotes (1)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9710 to $12.9730, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Issuer

HERITAGE COMMERCE CORP

CIK 0001053352

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001053352

Filing Metadata

Form type
4
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 12:28 PM ET
Size
7.0 KB