PULTEGROUP INC/MI/ 4
4 · PULTEGROUP INC/MI/ · Filed Mar 20, 2017
Insider Transaction Report
Form 4
DUGAS RICHARD J JR
DirectorPres. and Chief Exec. Officer
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-03-16−3,000→ 162,000 totalExercise: $11.45From: 2012-02-11Exp: 2020-02-11→ Common Stock (3,000 underlying) - Exercise/Conversion
Common Stock
2017-03-16$11.44/sh+3,000$34,320→ 1,052,927 total - Sale
Common Stock
2017-03-16$24.00/sh−3,000$72,006→ 1,049,927 total
Holdings
- 40,612(indirect: By Trust)
Common Stock
- 8,360.065(indirect: By 401(k))
Units
- 206(indirect: By IRA)
Common Stock
Footnotes (4)
- [F1]Fully vested and exercisable.
- [F2]Pursuant to a plan intended to comply with Rule 10b5-1(c).
- [F3]The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.01, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represents 18,635.164 shares of PulteGroup, Inc. Common Stock held in the Fund as of March 10, 2017.