ENTERPRISE FINANCIAL SERVICES CORP 4
4 · ENTERPRISE FINANCIAL SERVICES CORP · Filed May 4, 2017
Insider Transaction Report
Form 4
BENOIST PETER
Chairman
Transactions
- Tax Payment
Common Stock
2017-05-02$42.20/sh−94$3,967→ 2,933 total - Exercise/Conversion
Restricted Share Units
2017-05-02−280→ 0 total→ Common Stock (280 underlying) - Exercise/Conversion
Common Stock
2017-05-02+280→ 3,027 total - Sale
Common Stock
2017-05-02$41.96/sh−10,621$445,657→ 202,342 total(indirect: By Trust)
Holdings
- 24,272(indirect: By Trust)
Common Stock
- 1,184(indirect: 401 (k) Plan)
Common Stock
Footnotes (4)
- [F1]This transaction is pursuant to a 10b5-1 plan.
- [F2]The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
- [F3]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F4]Vesting of RSUs was accelerated due to retirement of reporting person.