Home/Filings/4/0001127602-17-016772
4//SEC Filing

ENTERPRISE FINANCIAL SERVICES CORP 4

Accession 0001127602-17-016772

$EFSCCIK 0001025835operating

Filed

May 3, 8:00 PM ET

Accepted

May 4, 9:53 AM ET

Size

11.6 KB

Accession

0001127602-17-016772

Insider Transaction Report

Form 4
Period: 2017-05-02
Transactions
  • Tax Payment

    Common Stock

    2017-05-02$42.20/sh94$3,9672,933 total
  • Exercise/Conversion

    Restricted Share Units

    2017-05-022800 total
    Common Stock (280 underlying)
  • Exercise/Conversion

    Common Stock

    2017-05-02+2803,027 total
  • Sale

    Common Stock

    2017-05-02$41.96/sh10,621$445,657202,342 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: By Trust)
    24,272
  • Common Stock

    (indirect: 401 (k) Plan)
    1,184
Footnotes (4)
  • [F1]This transaction is pursuant to a 10b5-1 plan.
  • [F2]The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
  • [F3]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
  • [F4]Vesting of RSUs was accelerated due to retirement of reporting person.

Issuer

ENTERPRISE FINANCIAL SERVICES CORP

CIK 0001025835

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001025835

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 9:53 AM ET
Size
11.6 KB