Puffer Manfred 4
4 · Athene Holding Ltd · Filed Jan 4, 2018
Insider Transaction Report
Form 4
Puffer Manfred
Director
Transactions
- Award
Class A Common Shares
2018-01-02$0.00/sh+2,653$3→ 65,728 total
Footnotes (2)
- [F1]Manfred Puffer serves as a Senior Advisor to Apollo Global Management, LLC ("Apollo"). Certain of Apollo's affiliates manage investment funds (the "Apollo Funds") that hold Class B common shares, par value $0.001, of Athene Holding Ltd. (the "Issuer"), and may be deemed to beneficially own the common shares of the Issuer held by the Apollo Funds. This report does not include any securities of the Issuer held by any of the Apollo Funds or that may be deemed to be beneficially owned by any Apollo investment managers or investment advisers affiliated with the Apollo Funds, and Mr. Puffer disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Puffer is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]This Form 4 is being filed to report a restricted share award of 2,653 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer.