4//SEC Filing
Koster Barbara 4
Accession 0001127602-18-006388
CIK 0001137774other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 4:30 PM ET
Size
13.8 KB
Accession
0001127602-18-006388
Insider Transaction Report
Form 4
Koster Barbara
Senior Vice President
Transactions
- Tax Payment
Common Stock
2018-02-13$106.89/sh−1,610$172,093→ 24,155 total - Award
2018 Employee Stock Option (Right to Buy)
2018-02-13+4,471→ 4,471 totalExercise: $106.89Exp: 2028-02-13→ Common Stock (4,471 underlying) - Award
2018 Performance Shares
2018-02-13+3,384→ 3,384 totalExercise: $0.00→ Common Stock (3,384 underlying) - Exercise/Conversion
Common Stock
2018-02-13+5,239→ 25,765 total - Exercise/Conversion
2015 Performance Shares
2018-02-13−4,745→ 0 totalExercise: $0.00→ Common Stock (4,745 underlying)
Holdings
- 7(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period.
- [F2]Represents shares withheld for the payment of taxes.
- [F3]The options vest in three equal annual installments beginning on February 13, 2019.
- [F4]The performance shares convert to common stock on a 1 to 1 basis.
- [F5]Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021.
Documents
Issuer
PRUDENTIAL FINANCIAL INC
CIK 0001137774
Entity typeother
Related Parties
1- filerCIK 0001520806
Filing Metadata
- Form type
- 4
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 4:30 PM ET
- Size
- 13.8 KB