POTTS DAVID 4
4 · ARRIS International plc · Filed Jul 10, 2018
Insider Transaction Report
Form 4
POTTS DAVID
EVP OF FINANCE, CFO
Transactions
- Exercise/Conversion
Ordinary Shares
2018-07-06+5,697→ 99,167 total - Exercise/Conversion
Restricted Shares
2018-07-06−5,697→ 19,230 totalExercise: $0.00From: 2020-07-07→ Ordinary Shares (5,697 underlying) - Sale
Ordinary Shares
2018-07-10$25.90/sh−2,848$73,763→ 96,319 total - Tax Payment
Restricted Shares
2018-07-06$25.27/sh−3,918$99,008→ 24,927 totalExercise: $0.00From: 2020-07-07→ Ordinary Shares (3,918 underlying)
Holdings
- 67,750
Restricted Shares
Exercise: $0.00From: 2021-01-31→ Ordinary Shares (67,750 underlying) - 76,920
Restricted Shares
Exercise: $0.00From: 2019-01-31→ Ordinary Shares (76,920 underlying) - 6,016
Restricted Shares
Exercise: $0.00From: 2019-03-30→ Ordinary Shares (6,016 underlying) - 61,800
Restricted Shares
Exercise: $0.00From: 2020-01-31→ Ordinary Shares (61,800 underlying) - 23,175
Restricted Shares
Exercise: $0.00From: 2021-03-29→ Ordinary Shares (23,175 underlying) - 33,875
Restricted Shares
Exercise: $0.00From: 2022-03-30→ Ordinary Shares (33,875 underlying)
Footnotes (6)
- [F1]Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
- [F2]Shares sold subject to an existing Rule 10b5-1 Sales Plan.
- [F3]Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
- [F4]Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
- [F5]This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
- [F6]Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.