Abraham Dana H 4

Accession 0001127602-18-027530

CIK 0000101382other

View on SEC.gov Company Profile

Filed

Sep 12, 8:00 PM ET

Accepted

Sep 13, 6:52 PM ET

Size

59.8 KB

Accession

0001127602-18-027530

Insider Transaction Report

Form 4

Period: 2018-09-12

UMB FINANCIAL CORPUMBF

Abraham Dana H

Executive Vice President

Transactions

Sale
Common Stock
2018-09-12$74.03/sh−100$7,403→ 16,191.218 total
Exercise/Conversion
Stock Option (Right to Buy)
2018-09-12−2,097→ 2,098 total
Exercise: $51.42From: 2018-02-11Exp: 2025-02-11→ Common Stock (2,097 underlying)
Sale
Common Stock
2018-09-12$74.03/sh−238$17,619→ 15,953.218 total
Sale
Common Stock
2018-09-12$73.89/sh−200$14,778→ 17,722.218 total
Sale
Common Stock
2018-09-12$74.06/sh−150$11,109→ 14,803.218 total
Sale
Common Stock
2018-09-12$74.10/sh−708$52,463→ 13,445.218 total
Exercise/Conversion
Stock Option (Right to Buy)
2018-09-12−2,751→ 918 total
Exercise: $57.40From: 2017-01-01Exp: 2024-01-01→ Common Stock (2,751 underlying)
Sale
Common Stock
2018-09-12$74.00/sh−300$22,200→ 16,622.218 total
Sale
Common Stock
2018-09-12$74.01/sh−331$24,497→ 16,291.218 total
Sale
Common Stock
2018-09-12$74.13/sh−484$35,879→ 12,461.218 total
Exercise/Conversion
Stock Option (Right to Buy)
2018-09-12−2,029→ 2,030 total
Exercise: $47.68From: 2018-02-05Exp: 2026-02-05→ Common Stock (2,029 underlying)
Exercise/Conversion
Common Stock
2018-09-12$47.68/sh+2,029$96,743→ 17,922.218 total
Sale
Common Stock
2018-09-12$73.97/sh−3$222→ 17,322.218 total
Exercise/Conversion
Common Stock
2018-09-12$57.40/sh+2,751$157,907→ 13,796.218 total
Exercise/Conversion
Common Stock
2018-09-12$51.42/sh+2,097$107,828→ 15,893.218 total
Sale
Common Stock
2018-09-12$74.18/sh−97$7,195→ 11,648.218 total
Sale
Common Stock
2018-09-12$74.14/sh−111$8,230→ 12,350.218 total
Sale
Common Stock
2018-09-12$74.15/sh−305$22,616→ 12,045.218 total
Sale
Common Stock
2018-09-12$73.96/sh−197$14,570→ 17,325.218 total
Sale
Common Stock
2018-09-12$74.04/sh−700$51,828→ 15,153.218 total

Holdings

Stock Option (Right to Buy)
Exercise: $75.25From: 2019-02-02Exp: 2027-02-02→ Common Stock (2,446 underlying)
2,446
Common Stock
(indirect: By ESOP)
289.452
Stock Option (Right to Buy)
Exercise: $41.37From: 2012-01-01Exp: 2019-01-01→ Common Stock (0 underlying)
0

Footnotes (9)

[F1]Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019.
[F2]Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020.
[F3]Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
[F4]Options vested 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014.
[F5]Options vested 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015.
[F6]Options vested 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2016.
[F7]Options vested 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
[F8]Options vested 50% on 1/1/2016, 75% on 1/1/2017 and 100% on 1/1/2018.
[F9]Options will vest 50% on 2/2/19, 75% on 2/2/20, and 100% on 2/2/21.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

UMB FINANCIAL CORP

CIK 0000101382

→

Entity typeother

Related Parties

filerCIK 0001739103

Filing Metadata

Form type: 4
Filed: Sep 12, 8:00 PM ET
Accepted: Sep 13, 6:52 PM ET
Size: 59.8 KB

View on SEC.gov