Pant Muktesh 4
4 · Yum China Holdings, Inc. · Filed Jun 21, 2019
Insider Transaction Report
Form 4
Pant Muktesh
DirectorChief Executive Officer
Transactions
- Disposition to Issuer
Common Stock
2019-06-20$45.00/sh−25,066$1,127,970→ 378,097 total - Sale
Common Stock
2019-06-20$45.76/sh−88,184$4,035,661→ 289,913 total - Exercise/Conversion
Stock Appreciation Right
2019-06-20−113,250→ 0 totalExercise: $9.96Exp: 2020-02-05→ Common Stock (113,250 underlying) - Exercise/Conversion
Common Stock
2019-06-20$9.96/sh+113,250$1,127,970→ 403,163 total
Footnotes (5)
- [F1]The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019.
- [F2]The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019.
- [F3]The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019.
- [F4]This transaction was executed in multiple trades at prices ranging from $ 45.45 to $46.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- [F5]Vested in full.