Sethi Alok 4
4 · FRANKLIN RESOURCES INC · Filed Nov 9, 2020
Insider Transaction Report
Form 4
Sethi Alok
EVP, Head of Global Operations
Transactions
- Award
Common Stock, par value $.10
2020-11-05+5,346→ 123,622 total - Award
Common Stock, par value $.10
2020-11-05$20.13/sh+24,839$500,009→ 102,627 total - Award
Common Stock, par value $.10
2020-11-05$20.13/sh+15,649$315,014→ 118,276 total
Footnotes (3)
- [F1]On November 3, 2017, February 13, 2018 and November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 69,220 shares represent unvested restricted stock units (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1).