4//SEC Filing
Sethi Alok 4
Accession 0001127602-20-028443
CIK 0000038777other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 12:35 PM ET
Size
8.1 KB
Accession
0001127602-20-028443
Insider Transaction Report
Form 4
Sethi Alok
EVP, Head of Global Operations
Transactions
- Award
Common Stock, par value $.10
2020-11-05+5,346→ 123,622 total - Award
Common Stock, par value $.10
2020-11-05$20.13/sh+24,839$500,009→ 102,627 total - Award
Common Stock, par value $.10
2020-11-05$20.13/sh+15,649$315,014→ 118,276 total
Footnotes (3)
- [F1]On November 3, 2017, February 13, 2018 and November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 69,220 shares represent unvested restricted stock units (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1).
Documents
Issuer
FRANKLIN RESOURCES INC
CIK 0000038777
Entity typeother
Related Parties
1- filerCIK 0001718985
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 12:35 PM ET
- Size
- 8.1 KB