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Home/Filings/4/0001127602-20-031607
4//SEC Filing

Chang Andrew S 4

Accession 0001127602-20-031607

CIK 0001745916other
View on SEC.govCompany Profile

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 6:20 PM ET

Size

18.8 KB

Accession

0001127602-20-031607

Insider Transaction Report

Form 4
Period: 2020-12-14
PennyMac Financial Services, Inc.PFSI
Chang Andrew S
Chief Financial Officer
Transactions
  • Award

    Nonstatutory Stock Option (Right to Buy)

    2020-12-14+56,726→ 56,726 total
    Exercise: $59.68From: 2020-12-14Exp: 2030-12-13→ Common Stock (56,726 underlying)
Holdings

  • Nonstatutory Stock Option (Right to Buy)

    Exercise: $17.26From: 2015-02-26Exp: 2024-02-25→ Common Stock (28,216 underlying)
    28,216

  • Nonstatutory Stock Option (Right to Buy)

    Exercise: $22.92From: 2020-03-15Exp: 2029-03-14→ Common Stock (22,274 underlying)
    22,274

  • Nonstatutory Stock Option (Right to Buy)

    Exercise: $11.28From: 2017-03-07Exp: 2026-03-06→ Common Stock (27,771 underlying)
    27,771

  • Nonstatutory Stock Option (Right to Buy)

    Exercise: $35.03From: 2021-02-26Exp: 2030-02-25→ Common Stock (23,765 underlying)
    23,765

  • Common Stock

    982,703

  • Nonstatutory Stock Option (Right to Buy)

    Exercise: $21.03From: 2014-06-13Exp: 2023-06-12→ Common Stock (15,882 underlying)
    15,882

  • Nonstatutory Stock Option (Right to Buy)

    Exercise: $17.52From: 2016-03-03Exp: 2025-03-02→ Common Stock (23,829 underlying)
    23,829

  • Nonstatutory Stock Option (Right to Buy)

    Exercise: $24.40From: 2019-03-09Exp: 2028-03-08→ Common Stock (21,174 underlying)
    21,174

  • Nonstatutory Stock Option (Right to Buy)

    Exercise: $18.05From: 2018-03-06Exp: 2027-03-05→ Common Stock (27,700 underlying)
    27,700
Footnotes (10)
  • [F1]The reported amount consists of 15,186 restricted stock units and 967,517 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  • [F10]This nonstatutory stock option to purchase 23,765 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date.
  • [F2]This nonstatutory stock option to purchase 56,726 shares of Common Stock of the Issuer is fully vested but subject to certain transfer restrictions that will lapse in one-third increments on each of December 14, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each lapse date.
  • [F3]This nonstatutory stock option to purchase 15,882 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
  • [F4]This nonstatutory stock option to purchase 28,216 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
  • [F5]This nonstatutory stock option to purchase 23,829 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
  • [F6]This nonstatutory stock option to purchase 27,771 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
  • [F7]This nonstatutory stock option to purchase 27,770 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
  • [F8]This nonstatutory stock option to purchase 21,174 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
  • [F9]This nonstatutory stock option to purchase 22,274 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.

Documents

1 file

Issuer

PennyMac Financial Services, Inc.

CIK 0001745916

→
Entity typeother

Related Parties

1
  • filerCIK 0001468932

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 6:20 PM ET
Size
18.8 KB
View on SEC.gov