5//SEC Filing
Grogin Jeffrey 5
Accession 0001127602-21-005544
CIK 0001745916other
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 7:29 PM ET
Size
14.1 KB
Accession
0001127602-21-005544
Insider Transaction Report
Form 5
Grogin Jeffrey
Chief Enterprise Ops Officer
Transactions
- Gift
Common Stock
2020-12-17−4,630→ 4,395 total(indirect: Grogin Giving Fund)
Holdings
- 28,761
Common Stock
- 21,000(indirect: By Trust)
Common Stock
- 22,129(indirect: By Trust)
Common Stock
- 453,655(indirect: By Trust)
Common Stock
- 17,204
Nonstatutory Stock Option (Right to Buy)
Exercise: $24.40From: 2019-03-09Exp: 2028-03-08→ Common Stock (17,204 underlying) - 18,057
Nonstatutory Stock Option (Right to Buy)
Exercise: $22.92From: 2020-03-15Exp: 2029-03-14→ Common Stock (18,057 underlying) - 7,502
Nonstatutory Stock Option (Right to Buy)
Exercise: $18.05From: 2018-03-06Exp: 2027-03-05→ Common Stock (7,502 underlying) - 17,824
Nonstatutory Stock Option (Right to Buy)
Exercise: $35.03From: 2021-02-26Exp: 2030-02-25→ Common Stock (17,824 underlying)
Footnotes (6)
- [F1]Represents a bona fide gift of shares of Common Stock to a charitable organization.
- [F2]The reported amount consists of 11,926 restricted stock units and 16,835 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- [F3]This nonstatutory stock option to purchase 17,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each March 9, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each date.
- [F4]This nonstatutory stock option to purchase 18,057 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
- [F5]This nonstatutory stock option to purchase 22,506 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
- [F6]This nonstatutory stock option to purchase 17,824 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date.
Documents
Issuer
PennyMac Financial Services, Inc.
CIK 0001745916
Entity typeother
Related Parties
1- filerCIK 0001440697
Filing Metadata
- Form type
- 5
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 7:29 PM ET
- Size
- 14.1 KB