4//SEC Filing
Smith Michael S 4
Accession 0001127602-21-007630
CIK 0001535929other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 4:31 PM ET
Size
12.0 KB
Accession
0001127602-21-007630
Insider Transaction Report
Form 4
Smith Michael S
See Remarks
Transactions
- Tax Payment
Common Stock
2021-02-23$59.26/sh−23,680$1,403,277→ 177,865 total - Exercise/Conversion
Restricted Stock Units
2021-02-23−18,465→ 46,059 total→ Common Stock (18,465 underlying) - Exercise/Conversion
Performance Stock Unit
2021-02-23−24,014→ 82,527 totalExercise: $1.50→ Common Stock (36,021 underlying) - Exercise/Conversion
Common Stock
2021-02-23+54,486→ 201,545 total
Holdings
- 182,374
Performance-Based Stock Options
→ Common Stock (182,374 underlying)
Footnotes (4)
- [F1]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
- [F2]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- [F3]The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
- [F4]The options vest based on the conditions set forth in their respective agreements.
Documents
Issuer
Voya Financial, Inc.
CIK 0001535929
Entity typeother
Related Parties
1- filerCIK 0001574979
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 4:31 PM ET
- Size
- 12.0 KB