FRANKLIN RESOURCES INC·4

Mar 3, 12:59 PM ET

Sethi Alok 4

4 · FRANKLIN RESOURCES INC · Filed Mar 3, 2021

Insider Transaction Report

Form 4
Period: 2021-03-02
Sethi Alok
EVP, Head of Global Operations
Transactions
  • Sale

    Common Stock, par value $.10

    2021-03-02$27.09/sh39,890$1,080,74871,037 total
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.95 to $27.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]Of the amount of securities beneficially owned, 63,278 shares represent unvested restricted stock units.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT