4//SEC Filing
Grogin Jeffrey 4
Accession 0001127602-21-009442
CIK 0001745916other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 5:24 PM ET
Size
18.2 KB
Accession
0001127602-21-009442
Insider Transaction Report
Form 4
Grogin Jeffrey
Chief Enterprise Ops Officer
Transactions
- Sale
Common Stock
2021-03-01$60.24/sh−7,751$466,928→ 31,354 total - Sale
Common Stock
2021-03-01$60.99/sh−1,150$70,136→ 30,204 total - Sale
Common Stock
2021-03-02$61.71/sh−924$57,020→ 29,280 total
Holdings
- 21,000(indirect: By Trust)
Common Stock
- 22,129(indirect: By Trust)
Common Stock
- 453,655(indirect: By Trust)
Common Stock
- 4,395(indirect: Grogin Giving Fund)
Common Stock
- 5,735
Nonstatutory Stock Option (Right to Buy)
Exercise: $24.40From: 2019-03-09Exp: 2028-03-08→ Common Stock (5,735 underlying) - 12,038
Nonstatutory Stock Option (Right to Buy)
Exercise: $22.92From: 2020-03-15Exp: 2029-03-14→ Common Stock (12,038 underlying) - 17,824
Nonstatutory Stock Option (Right to Buy)
Exercise: $35.03From: 2021-02-26Exp: 2030-02-25→ Common Stock (17,824 underlying) - 9,239
Nonstatutory Stock Option (Right to Buy)
Exercise: $58.85From: 2022-02-25Exp: 2031-02-24→ Common Stock (9,239 underlying)
Footnotes (10)
- [F1]These shares of Common Stock were sold pursuant to a 10b5-1 plan.
- [F10]This nonstatutory stock option to purchase 9,239 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date.
- [F2]The price reported is the weighted average price of multiple transactions ranging from $59.83 to $60.74. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
- [F3]The reported amount consists of 12,445 restricted stock units and 18,909 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- [F4]The price reported is the weighted average price of multiple transactions ranging from $60.83 to $61.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
- [F5]The reported amount consists of 12,445 restricted stock units and 17,759 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- [F6]The reported amount consists of 12,445 restricted stock units and 16,835 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- [F7]This nonstatutory stock option to purchase 17,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each March 9, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each date.
- [F8]This nonstatutory stock option to purchase 18,057 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
- [F9]This nonstatutory stock option to purchase 17,824 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date.
Documents
Issuer
PennyMac Financial Services, Inc.
CIK 0001745916
Entity typeother
Related Parties
1- filerCIK 0001440697
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 5:24 PM ET
- Size
- 18.2 KB