Shotwell David F 4
4 · UMPQUA HOLDINGS CORP · Filed Mar 10, 2021
Insider Transaction Report
Form 4
Shotwell David F
EVP/Chief Credit Officer
Transactions
- Award
Common Stock
2021-03-08$18.09/sh+5,182$93,742→ 104,097 total - Other
Common Stock
2021-03-08+3→ 239 total(indirect: By 401(k)) - Award
Common Stock
2021-03-08$18.09/sh+5,182$93,742→ 109,279 total - Award
Common Stock
2021-03-08$18.09/sh+10,364$187,485→ 98,915 total
Holdings
- 2,000(indirect: By IRA)
Common Stock
Footnotes (5)
- [F1]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
- [F2]Not required.
- [F3]Restricted stock award granted 3/8/21. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years.
- [F4]Performance share award granted 3/8/21. The award vests approximately three years following the grant date based on the issuer's relative return on average tangible common equity for fiscal years 2021-2023 compared to a Compensation Committee approved group of peers.
- [F5]Performance share award granted 3/8/21. The award vests three years following the grant date based on the issuer's relative total shareholder return performance compared to a Compensation Committee approved group of peers.