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4//SEC Filing

Shotwell David F 4

Accession 0001127602-21-010013

CIK 0001077771other

Filed

Mar 9, 7:00 PM ET

Accepted

Mar 10, 1:10 PM ET

Size

10.6 KB

Accession

0001127602-21-010013

Insider Transaction Report

Form 4
Period: 2021-03-08
Shotwell David F
EVP/Chief Credit Officer
Transactions
  • Award

    Common Stock

    2021-03-08$18.09/sh+5,182$93,742104,097 total
  • Other

    Common Stock

    2021-03-08+3239 total(indirect: By 401(k))
  • Award

    Common Stock

    2021-03-08$18.09/sh+5,182$93,742109,279 total
  • Award

    Common Stock

    2021-03-08$18.09/sh+10,364$187,48598,915 total
Holdings
  • Common Stock

    (indirect: By IRA)
    2,000
Footnotes (5)
  • [F1]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
  • [F2]Not required.
  • [F3]Restricted stock award granted 3/8/21. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years.
  • [F4]Performance share award granted 3/8/21. The award vests approximately three years following the grant date based on the issuer's relative return on average tangible common equity for fiscal years 2021-2023 compared to a Compensation Committee approved group of peers.
  • [F5]Performance share award granted 3/8/21. The award vests three years following the grant date based on the issuer's relative total shareholder return performance compared to a Compensation Committee approved group of peers.

Issuer

UMPQUA HOLDINGS CORP

CIK 0001077771

Entity typeother

Related Parties

1
  • filerCIK 0001646421

Filing Metadata

Form type
4
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 1:10 PM ET
Size
10.6 KB