Shotwell David F 4
4 · UMPQUA HOLDINGS CORP · Filed Jul 23, 2021
Insider Transaction Report
Form 4
Shotwell David F
EVP/Chief Credit Officer
Transactions
- Tax Payment
Common Stock
2021-07-22$18.11/sh−1,082$19,595→ 108,197 total - Other
Common Stock
2021-07-23+2→ 241 total(indirect: By 401(k)) - Sale
Common Stock
2021-07-23$18.36/sh−563$10,337→ 107,634 total
Holdings
- 2,000(indirect: By IRA)
Common Stock
Footnotes (4)
- [F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F2]Shares sold pursuant to 10b5-1 plan to satisfy tax obligations upon vesting of stock awards.
- [F3]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
- [F4]Not required.