Heitel Stephen G. 4/A
4/A · HERITAGE COMMERCE CORP · Filed Nov 12, 2021
Insider Transaction Report
Form 4/AAmended
Heitel Stephen G.
Director
Transactions
- Sale
Common Stock, No Par Value
2021-11-08$12.15/sh−27,350$332,308→ 48,308 total(indirect: By IRA) - Sale
Common Stock, No Par Value
2021-11-08$12.15/sh−32,650$396,848→ 65,537 total
Holdings
- 61,750
Employee Stock Option (right to buy)
Exercise: $3.98From: 2019-10-11Exp: 2024-01-30→ Heritage Commerce Corp - Common Stock (61,750 underlying) - 61,749
Employee Stock Option (right to buy)
Exercise: $4.92From: 2019-10-11Exp: 2025-01-29→ Heritage Commerce Corp - Common Stock (61,749 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.1500 to $12.1610, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.1500 to $12.300, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.