Smith Michael S 4
4 · Voya Financial, Inc. · Filed Dec 8, 2021
Insider Transaction Report
Form 4
Smith Michael S
See Remarks
Transactions
- Exercise/Conversion
Common Stock
2021-12-06+1,091→ 178,956 total - Tax Payment
Common Stock
2021-12-06$62.30/sh−1,091$67,969→ 177,865 total - Exercise/Conversion
Restricted Stock Units
2021-12-06−1,091→ 44,968 total→ Common Stock (1,091 underlying)
Holdings
- 82,527
Performance Stock Unit
→ Common Stock (82,527 underlying) - 182,374
Performance-Based Stock Options
→ Common Stock (182,374 underlying)
Footnotes (5)
- [F1]FICA tax withholding on the grant of restricted stock units.
- [F2]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
- [F3]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- [F4]The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
- [F5]The options vest based on the conditions set forth in their respective agreements.