MCGOVERN LAWRENCE D 4
4 · HERITAGE COMMERCE CORP · Filed Jun 6, 2022
Insider Transaction Report
Form 4
MCGOVERN LAWRENCE D
Chief Financial Officer
Transactions
- Sale
Common Stock, No Par Value
2022-06-03$11.37/sh−2,500$28,421→ 94,079 total(indirect: By Trust) - Sale
Common Stock, No Par Value
2022-06-06$11.42/sh−4,550$51,961→ 89,529 total(indirect: By Trust)
Holdings
- 15,000
Standard Employee Option - NSO
Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Common Stock, No Par Value (15,000 underlying) - 4,980(indirect: By IRA)
Common Stock, No Par Value
- 32,702
Common Stock, No Par Value
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.3549 to $11.4033, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.3800 to $11.4246, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.