|4Sep 9, 4:17 PM ET

Hammond F G 4

4 · Aspen Technology, Inc. · Filed Sep 9, 2022

Insider Transaction Report

Form 4
Period: 2022-09-07
Hammond F G
SVP, General Counsel
Transactions
  • Sale

    Common Stock

    2022-09-07$213.25/sh37$7,89020,606 total
  • Exercise/Conversion

    Common Stock

    2022-09-07$129.48/sh+2,810$363,83924,868 total
  • Sale

    Common Stock

    2022-09-07$211.64/sh1,803$381,58721,734 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2022-09-072,8100 total
    Exercise: $129.48Exp: 2028-09-03Common Stock (2,810 underlying)
  • Sale

    Common Stock

    2022-09-07$210.64/sh1,331$280,36223,537 total
  • Sale

    Common Stock

    2022-09-07$212.52/sh1,091$231,85920,643 total
Footnotes (6)
  • [F1]The options exercised and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2022.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.00 to $210.91, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the applicable range set forth in this footnote.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.12 to $212.06, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the applicable range set forth in this footnote.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.15 to $213.11, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the applicable range set forth in this footnote.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.24 to $213.26, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the applicable range set forth in this footnote.
  • [F6]The option granted at the exercise price of $129.48 vests, subject to rounding, in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning with the quarter ending September 30, 2018.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT