Smith Michael S 4
4 · Voya Financial, Inc. · Filed Oct 25, 2022
Insider Transaction Report
Form 4
Smith Michael S
See Remarks
Transactions
- Sale
Common Stock
2022-10-21$63.33/sh−3,550$224,822→ 196,752 total - Sale
Common Stock
2022-10-21$62.56/sh−4,792$299,788→ 200,302 total
Holdings
- 98,774
Performance Stock Unit
→ Common Stock (98,774 underlying) - 182,374
Performance-Based Stock Options
→ Common Stock (182,374 underlying) - 48,787
Restricted Stock Units
→ Common Stock (48,787 underlying)
Footnotes (6)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.
- [F2]This transaction was executed in multiple trades at prices ranging from $62.17 to $63.158. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- [F3]This transaction was executed in multiple trades at prices ranging from $63.175 to $63.50. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
- [F4]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- [F5]The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
- [F6]The options vest based on the conditions set forth in their respective agreements.