MCLAUGHLIN NEAL T 4
4 · UMPQUA HOLDINGS CORP · Filed Feb 23, 2023
Insider Transaction Report
Form 4
MCLAUGHLIN NEAL T
EVP/Treasurer
Transactions
- Other
Common Stock
2023-02-21+49→ 1,148 total(indirect: By 401(k)) - Award
Common Stock
2023-02-21+4,093→ 137,701 total - Award
Common Stock
2023-02-21+2,046→ 139,747 total - Award
Common Stock
2023-02-21+2,046→ 141,793 total
Footnotes (5)
- [F1]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
- [F2]Not required.
- [F3]Restricted stock unit award granted 2/21/23. The award vests 34% on February 15, 2024, and 33% on February 15, 2025, and 2026.
- [F4]Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative total shareholder return from January 1, 2023 through December 31, 2025 compared to a Compensation Committee approved group of peers.
- [F5]Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative return on tangible common equity for fiscal years 2023-2025 compared to a Compensation Committee approved group of peers.