Spector Adam Benjamin 4
4 · FRANKLIN RESOURCES INC · Filed Nov 6, 2023
Insider Transaction Report
Form 4
Spector Adam Benjamin
EVP, Head Global Distribution
Transactions
- Award
Common Stock, par value $.10
2023-11-02$23.53/sh+69,593$1,637,523→ 318,486 total - Award
Common Stock, par value $.10
2023-11-02+13,584→ 332,070 total
Footnotes (3)
- [F1]On November 8, 2021 and November 3, 2022, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 2, 2023, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2023 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2023.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 138,884 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2023 as reported in Footnote 1).