Sethi Alok 4
4 · FRANKLIN RESOURCES INC · Filed Dec 5, 2023
Insider Transaction Report
Form 4
Sethi Alok
EVP, Head of Global Operations
Transactions
- Sale
Common Stock, par value $.10
2023-12-05$25.38/sh−25,000$634,465→ 92,481.064 total - Tax Payment
Common Stock, par value $.10
2023-12-01$25.63/sh−3,168$81,196→ 117,481.064 total
Footnotes (3)
- [F1]Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.33 to $25.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Of the amount of securities beneficially owned, 67,946 shares represent unvested restricted stock units.