Home/Filings/4/0001127602-23-029623
4//SEC Filing

Mendoza Tish 4

Accession 0001127602-23-029623

CIK 0000874761other

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 4:40 PM ET

Size

9.5 KB

Accession

0001127602-23-029623

Insider Transaction Report

Form 4
Period: 2023-12-13
Mendoza Tish
EVP & Chief HR Officer
Transactions
  • Sale

    Common Stock

    2023-12-13$18.95/sh21,594$409,206167,261 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2023-12-1324,6430 total
    Exercise: $14.63Exp: 2024-02-21Common Stock (24,643 underlying)
  • Exercise/Conversion

    Common Stock

    2023-12-13$14.63/sh+24,643$360,527188,855 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    26,998
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.94 to $18.97, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
  • [F2]Since the last Form 4 filing on February 27, 2023, the reporting person acquired 693 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated December 14, 2023.
  • [F3]This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 20, 2017.

Issuer

AES CORP

CIK 0000874761

Entity typeother

Related Parties

1
  • filerCIK 0001628839

Filing Metadata

Form type
4
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 4:40 PM ET
Size
9.5 KB