4//SEC Filing
Freedman Paul L 4
Accession 0001127602-24-006842
CIK 0000874761other
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 4:21 PM ET
Size
16.0 KB
Accession
0001127602-24-006842
Insider Transaction Report
Form 4
AES CORPAES
Freedman Paul L
EVP, GC and Corp. Secretary
Transactions
- Award
Common Stock
2024-02-22+15,408→ 112,441 total - Tax Payment
Common Stock
2024-02-22$16.00/sh−7,003$112,048→ 105,438 total - Tax Payment
Common Stock
2024-02-24$16.00/sh−1,699$27,184→ 103,739 total - Tax Payment
Common Stock
2024-02-24$16.00/sh−1,353$21,648→ 102,386 total - Award
Common Stock
2024-02-22+24,375→ 98,173 total - Disposition to Issuer
Common Stock
2024-02-22−100→ 98,073 total - Tax Payment
Common Stock
2024-02-22$16.00/sh−1,040$16,640→ 97,033 total
Holdings
- 2,835(indirect: By 401(k))
Common Stock - 401(k)
Footnotes (8)
- [F1]This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.
- [F2]Reflects shares of common stock underlying an RSU award granted on February 19, 2021, which shares were forfeited as a result of below-target performance with respect to AES' achievement of certain environmental and social goals related to such award, as approved by the AES Board of Directors.
- [F3]Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2021.
- [F4]This Performance Stock Unit ("PSU") award was granted on February 19, 2021 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 22, 2024. Each earned PSU entitles the holder to one share of AES Common Stock.
- [F5]Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 19, 2021.
- [F6]Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022.
- [F7]Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023.
- [F8]Since the last Form 4 filing on November 8, 2023, the reporting person acquired 56 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 16, 2024.
Documents
Issuer
AES CORP
CIK 0000874761
Entity typeother
Related Parties
1- filerCIK 0001732841
Filing Metadata
- Form type
- 4
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 4:21 PM ET
- Size
- 16.0 KB