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4//SEC Filing

KAPPLER ANN M 4

Accession 0001127602-24-008287

CIK 0001137774other

View on SEC.gov Company Profile

Filed

Mar 3, 7:00 PM ET

Accepted

Mar 4, 6:51 PM ET

Size

19.3 KB

Accession

0001127602-24-008287

Insider Transaction Report

Form 4

Period: 2024-02-29

PRUDENTIAL FINANCIAL INCPRU

EVP and General Counsel

Transactions

Exercise/Conversion
Common Stock
2024-02-29+1,791→ 26,172 total
Tax Payment
Common Stock
2024-02-29$108.99/sh−823$89,699→ 25,349 total
Exercise/Conversion
Common Stock
2024-02-29+2,219→ 28,460 total
Exercise/Conversion
2021 Restricted Stock Units
2024-02-29−1,791→ 0 total
→ Common Stock (1,791 underlying)
Exercise/Conversion
2022 Restricted Stock Units
2024-02-29−1,649→ 1,649 total
Exercise: $0.00→ Common Stock (1,649 underlying)
Exercise/Conversion
Common Stock
2024-02-29+1,649→ 26,998 total
Tax Payment
Common Stock
2024-02-29$108.99/sh−757$82,505→ 26,241 total
Tax Payment
Common Stock
2024-02-29$108.99/sh−1,019$111,061→ 27,441 total
Exercise/Conversion
2023 Restricted Stock Units
2024-02-29−2,219→ 4,439 total
Exercise: $0.00→ Common Stock (2,219 underlying)

Holdings

Common Stock
(indirect: By 401(k))
798

Footnotes (6)

[F1]Represents the vesting of previously awarded restricted stock units.
[F2]Represents shares withheld for the payment of taxes.
[F3]The Restricted Stock Units convert to common stock on a 1 to 1 basis.
[F4]The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
[F5]The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
[F6]The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

PRUDENTIAL FINANCIAL INC

CIK 0001137774

Entity typeother

Related Parties

1

filerCIK 0001280546

Filing Metadata

Form type: 4
Filed: Mar 3, 7:00 PM ET
Accepted: Mar 4, 6:51 PM ET
Size: 19.3 KB

View on SEC.gov