Insider · CIK 0001280546

KAPPLER ANN M

Reports to the SEC for 2 companies · NEWARK, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001280546

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-08-14	PRUPRUDENTIAL FINANCIAL INCS Sale	EVP and General Counsel	SSale	−7,652 sh	$125.01	−$957K	14,407
2026-05-14	PRUPRUDENTIAL FINANCIAL INCS Sale	EVP and General Counsel	SSale	−13.6K sh	$103.25	−$1.4M	22,059
2026-02-28	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+2,220 sh	—	—	34,085
2026-02-28	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−1,034 sh	$98.38	−$102K	33,051
2026-02-28	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+2,502 sh	—	—	35,553
2026-02-28	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−1,165 sh	$98.38	−$115K	34,388
2026-02-28	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+2,349 sh	—	—	36,737
2026-02-28	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−1,098 sh	$98.38	−$108K	35,639
2026-02-28	PRUPRUDENTIAL FINANCIAL INC · 2023 Restricted Stock UnitsM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−2,220 sh	—	—	0
2026-02-28	PRUPRUDENTIAL FINANCIAL INC · 2024 Restricted Stock UnitsM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−2,502 sh	—	—	2,503
2026-02-28	PRUPRUDENTIAL FINANCIAL INC · 2025 Restricted Stock UnitsM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−2,349 sh	—	—	4,699
2026-02-09	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+17.6K sh	—	—	39,142
2026-02-09	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−7,277 sh	$102.20	−$744K	31,865
2026-02-09	PRUPRUDENTIAL FINANCIAL INC · 2026 Restricted Stock UnitsA Award	EVP and General Counsel	AAward	+8,244 sh	—	—	8,244
2026-02-09	PRUPRUDENTIAL FINANCIAL INC · 2026 Performance SharesA Award	EVP and General Counsel	AAward	+24.7K sh	—	—	24,731
2026-02-09	PRUPRUDENTIAL FINANCIAL INC · 2023 Performance SharesM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−20K sh	—	—	0
2025-08-29	PRUPRUDENTIAL FINANCIAL INCS Sale	EVP and General Counsel	SSale	−4,000 sh	$109.65	−$439K	21,506
2025-02-28	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+1,649 sh	—	—	23,717
2025-02-28	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−757 sh	$115.10	−$87.1K	22,960
2025-02-28	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+2,219 sh	—	—	25,179
2025-02-28	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−1,019 sh	$115.10	−$117K	24,160
2025-02-28	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+2,502 sh	—	—	26,662
2025-02-28	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−1,156 sh	$115.10	−$133K	25,506
2025-02-28	PRUPRUDENTIAL FINANCIAL INC · 2022 Restricted Stock UnitsM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−1,649 sh	—	—	0
2025-02-28	PRUPRUDENTIAL FINANCIAL INC · 2023 Restricted Stock UnitsM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−2,219 sh	—	—	2,220
2025-02-28	PRUPRUDENTIAL FINANCIAL INC · 2024 Restricted Stock UnitsM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−2,502 sh	—	—	5,005
2025-02-10	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+12.1K sh	—	—	26,627
2025-02-10	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−4,559 sh	$112.09	−$511K	22,068
2025-02-10	PRUPRUDENTIAL FINANCIAL INC · 2025 Restricted Stock UnitsA Award	EVP and General Counsel	AAward	+7,048 sh	—	—	7,048
2025-02-10	PRUPRUDENTIAL FINANCIAL INC · 2025 Performance SharesA Award	EVP and General Counsel	AAward	+21.1K sh	—	—	21,144
2025-02-10	PRUPRUDENTIAL FINANCIAL INC · 2022 Performance SharesM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−14.8K sh	—	—	0
2024-08-21	PRUPRUDENTIAL FINANCIAL INCS Sale	EVP and General Counsel	SSale	−2,839 sh	$113.43	−$322K	14,535
2024-03-11	PRUPRUDENTIAL FINANCIAL INCS Sale	EVP and General Counsel	SSale	−10.1K sh	$110.42	−$1.11M	17,374
2024-02-29	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+1,791 sh	—	—	26,172
2024-02-29	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−823 sh	$108.99	−$89.7K	25,349
2024-02-29	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+1,649 sh	—	—	26,998
2024-02-29	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−757 sh	$108.99	−$82.5K	26,241
2024-02-29	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+2,219 sh	—	—	28,460
2024-02-29	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−1,019 sh	$108.99	−$111K	27,441
2024-02-29	PRUPRUDENTIAL FINANCIAL INC · 2021 Restricted Stock UnitsM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−1,791 sh	—	—	0
2024-02-29	PRUPRUDENTIAL FINANCIAL INC · 2022 Restricted Stock UnitsM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−1,649 sh	—	—	1,649
2024-02-29	PRUPRUDENTIAL FINANCIAL INC · 2023 Restricted Stock UnitsM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−2,219 sh	—	—	4,439
2024-02-28	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+1,070 sh	$77.15	+$82.6K	24,662
2024-02-28	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+6,941 sh	$63.59	+$441K	31,603
2024-02-28	PRUPRUDENTIAL FINANCIAL INCS Sale	EVP and General Counsel	SSale	−7,222 sh	$108.39	−$783K	24,381
2024-02-28	PRUPRUDENTIAL FINANCIAL INC · 10/13/15 Employee Stock Option (Right to Buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−1,070 sh	—	—	0
2024-02-28	PRUPRUDENTIAL FINANCIAL INC · 2016 Employee Stock Option (Right to Buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−6,941 sh	—	—	0
2024-02-13	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+15.3K sh	—	—	29,623
2024-02-13	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−6,031 sh	$105.24	−$635K	23,592
2024-02-13	PRUPRUDENTIAL FINANCIAL INC · 2024 Restricted Stock UnitsA Award	EVP and General Counsel	AAward	+7,507 sh	—	—	7,507

Recent filings

Accepted (ET)
Aug 184
KAPPLER ANN M0001137774-26-000192
SEC(opens sec.gov)
May 184
KAPPLER ANN M0001137774-26-000126
SEC(opens sec.gov)
Mar 34
KAPPLER ANN M0001137774-26-000065
SEC(opens sec.gov)
Feb 114
KAPPLER ANN M0001137774-26-000039
SEC(opens sec.gov)
Sep 34
KAPPLER ANN M0001127602-25-021117
SEC(opens sec.gov)
Mar 44
KAPPLER ANN M0001127602-25-007739
SEC(opens sec.gov)

Companies

Address

751 BROAD STREET, 5TH FLR ATTN.: REGULATORY FILINGS UNIT

NEWARK, NJ, 07102