4//SEC Filing
Jones Robertson Clay JR 4
Accession 0001127602-24-014288
CIK 0001053352other
Filed
May 5, 8:00 PM ET
Accepted
May 6, 4:42 PM ET
Size
14.6 KB
Accession
0001127602-24-014288
Insider Transaction Report
Form 4
Jones Robertson Clay JR
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock, No Par Value
2024-05-02+10,493→ 224,700 total - Exercise/Conversion
Restricted Stock Unit
2024-05-02−10,493→ 20,985 totalExercise: $0.00From: 2024-05-02Exp: 2026-05-02→ Common Stock, No Par Value (10,493 underlying) - Award
Common Stock, No Par Value
2024-05-02+678→ 225,378 total
Holdings
- 31,477
Performance-Based Restricted Stock Unit
Exercise: $0.00From: 2026-05-02Exp: 2026-05-02→ Common Stock, No Par Value (31,477 underlying) - 39,635
Performance-Based Restricted Stock Unit
Exercise: $0.00From: 2027-03-08Exp: 2027-03-08→ Common Stock, No Par Value (39,635 underlying) - 49,399
Employee Stock Option (right to buy)
Exercise: $10.74From: 2019-10-11Exp: 2028-07-01→ Heritage Commerce Corp - Common Stock (49,399 underlying) - 39,636
Restricted Stock Unit
Exercise: $0.00From: 2025-03-08Exp: 2027-03-08→ Common Stock, No Par Value (39,636 underlying) - 37,050
Employee Stock Option (right to buy)
Exercise: $4.92From: 2019-10-11Exp: 2025-01-29→ Heritage Commerce Corp - Common Stock (37,050 underlying)
Footnotes (2)
- [F1]The reporting person acquired 678 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Unit grant.
- [F2]The Restricted Stock Units vest in three equal installments commencing on May 2, 2024, the first anniversary of the holders' grant date.
Documents
Issuer
HERITAGE COMMERCE CORP
CIK 0001053352
Entity typeother
Related Parties
1- filerCIK 0001788938
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 4:42 PM ET
- Size
- 14.6 KB