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HERITAGE COMMERCE CORP·4

May 6, 4:44 PM ET

MCGOVERN LAWRENCE D 4

4 · HERITAGE COMMERCE CORP · Filed May 6, 2024

Insider Transaction Report

Form 4
Period: 2024-05-02
HERITAGE COMMERCE CORPHTBK
MCGOVERN LAWRENCE D
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Unit

    2024-05-02−4,677→ 9,354 total
    Exercise: $0.00From: 2024-05-02Exp: 2026-05-02→ Common Stock, No Par Value (4,677 underlying)
  • Exercise/Conversion

    Common Stock, No Par Value

    2024-05-02+4,677→ 20,858 total
  • Award

    Common Stock, No Par Value

    2024-05-02+301→ 21,159 total
Holdings

  • Common Stock, No Par Value

    (indirect: By Trust)
    113,550

  • Performance-Based Restricted Stock Unit

    Exercise: $0.00From: 2026-05-02Exp: 2026-05-02→ Common Stock, No Par Value (14,031 underlying)
    14,031

  • Restricted Stock Unit

    Exercise: $0.00From: 2025-03-08Exp: 2027-03-08→ Common Stock, No Par Value (17,779 underlying)
    17,779

  • Common Stock, No Par Value

    (indirect: By IRA)
    4,980

  • Performance-Based Restricted Stock Unit

    Exercise: $0.00From: 2027-03-08Exp: 2027-03-08→ Common Stock, No Par Value (17,778 underlying)
    17,778
Footnotes (2)
  • [F1]The reporting person acquired 301 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Unit grant.
  • [F2]The Restricted Stock Units vest in three equal installments commencing on May 2, 2024, the first anniversary of the holders' grant date.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT