4//SEC Filing
Bailey Steven Richard 4
Accession 0001127602-24-024153
CIK 0001745916other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 5:24 PM ET
Size
22.9 KB
Accession
0001127602-24-024153
Insider Transaction Report
Form 4
Bailey Steven Richard
Chief Servicing Officer
Transactions
- Exercise/Conversion
Nonstatutory Stock Option (Right to Buy)
2024-09-16−2,229→ 4,459 totalExercise: $60.74From: 2024-02-24Exp: 2033-02-23→ Common Stock (2,229 underlying) - Exercise/Conversion
Common Stock
2024-09-16$57.10/sh+2,962$169,130→ 21,944 total - Sale
Common Stock
2024-09-16$116.70/sh−10,265$1,197,931→ 18,535 total - Exercise/Conversion
Common Stock
2024-09-16$58.85/sh+4,312$253,761→ 18,982 total - Exercise/Conversion
Common Stock
2024-09-16$57.10/sh+4,627$264,202→ 26,571 total - Exercise/Conversion
Common Stock
2024-09-16$60.74/sh+2,229$135,389→ 28,800 total - Sale
Common Stock
2024-09-16$117.37/sh−3,865$453,644→ 14,670 total - Exercise/Conversion
Nonstatutory Stock Option (Right to Buy)
2024-09-16−4,627→ 7,591 totalExercise: $57.10From: 2023-02-23Exp: 2032-02-22→ Common Stock (4,627 underlying) - Exercise/Conversion
Nonstatutory Stock Option (Right to Buy)
2024-09-16−2,962→ 12,218 totalExercise: $57.10From: 2023-02-23Exp: 2032-02-22→ Common Stock (2,962 underlying) - Exercise/Conversion
Nonstatutory Stock Option (Right to Buy)
2024-09-16−4,312→ 0 totalExercise: $58.85From: 2022-02-25Exp: 2031-02-24→ Common Stock (4,312 underlying)
Footnotes (9)
- [F1]The reported amount consists of 6,462 restricted stock units and 12,520 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- [F2]The reported amount consists of 6,462 restricted stock units and 15,482 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- [F3]The reported amount consists of 6,462 restricted stock units and 20,109 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- [F4]The reported amount consists of 6,462 restricted stock units and 22,338 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- [F5]The price reported is the weighted average price of multiple transactions ranging from $116.22 to $117.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F6]The price reported is the weighted average price of multiple transactions ranging from $117.27 to $117.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F7]This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.
- [F8]This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.
- [F9]This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date.
Documents
Issuer
PennyMac Financial Services, Inc.
CIK 0001745916
Entity typeother
Related Parties
1- filerCIK 0001571945
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 5:24 PM ET
- Size
- 22.9 KB