PERNIX THERAPEUTICS HOLDINGS, INC. 4
4 · PERNIX THERAPEUTICS HOLDINGS, INC. · Filed Nov 7, 2016
Insider Transaction Report
Form 4
Sedor John A
Director
Transactions
- Award
COMMON STOCK
2016-11-03+131,100→ 131,100 total - Award
Stock Option (right to buy)
2016-11-03+150,000→ 150,000 totalExercise: $3.15Exp: 2026-11-02→ Common Stock (150,000 underlying) - Award
Stock Option (right to buy)
2016-11-03+40,000→ 40,000 totalExercise: $3.36Exp: 2026-11-02→ Common Stock (40,000 underlying)
Footnotes (3)
- [F1]Represents a grant of restricted share units that vest in three equal installments of 43,700 shares, with the first installment vesting on the first anniversary of July 26, 2016, which is the vesting start date, and the final installment vesting on the third anniversary of the vesting start date.
- [F2]The stock option vests in annual 50,000 share installments, commencing on the first anniversary of July 26, 2016, which is the vesting start date, with the final installment vesting on the third anniversary of the vesting start date.
- [F3]The stock option vests in annual installments of approximately 13,333 shares, commencing on the first anniversary of July 26, 2016, which is the vesting start date, with the final installment vesting on the third anniversary of the vesting start date.