PRUDENTIAL FINANCIAL INC·4

Mar 10, 11:21 AM ET

SULLIVAN ANDREW F 4

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Prudential (PRU) CEO Andrew F. Sullivan Receives Award of 2,329 Shares

What Happened
Andrew F. Sullivan, CEO of Prudential Financial, received a grant/award of 2,329 Deferred Compensation Shares on 2026-03-06. The reported per-share value was $97.12, for a total notional value of $226,192. The transaction is reported as a derivative award (transaction code A).

Key Details

  • Transaction date: 2026-03-06; filing date: 2026-03-10 (timely filing).
  • Price per share reported: $97.12; total value: $226,192.
  • Transaction type: Award/Grant of Deferred Compensation Shares (derivative).
  • Shares owned after transaction: not specified in this filing.
  • Footnotes:
    • F1: Deferred Compensation Shares are unitized and convert to common stock on a 1:1 basis.
    • F2: These shares are deemed immediately exercisable and are payable in cash at a date chosen by the participant.

Context
This was a compensation-related award, not an open-market purchase or sale. Deferred compensation awards are common for executives and may be paid in stock or cash per plan terms; they do not necessarily signal the insider’s short-term view of the stock. The filing shows the award is a derivative/ deferred-compensation instrument with conversion and payout terms described in the footnotes.