Di Sibio Carmine 4

What Happened

• Carmine Di Sibio, a member of the Board of Directors of Prudential Financial, Inc. (PRU), was granted two derivative awards on March 12, 2026: 20 notional/deferred stock units and 26 restricted stock units. Each unit was valued at $92.34, totaling $1,847 and $2,401 respectively (combined ≈ $4,248). These were awards/grants (transaction code A), not open-market purchases or sales.

Key Details

• Transaction date and price: 2026-03-12; 46 units total at $92.34 per unit.
• Transaction type: Award/Grant (derivative units), not a buy or sell of existing shares.
• Shares owned after transaction: Not specified in this filing.
• Filing date: 2026-03-16 — appears to be filed within the SEC’s two-business-day window for Form 4 reporting.
• Footnote highlights:
  • F1: The 20 notional shares are deferred stock units that entitle the holder to one share (or economic equivalent) under the non-employee directors’ deferred compensation plan.
  • F2: Payment of deferred units can begin prior to or following retirement (with timing options) and must commence by the year the director turns 70½, if applicable.
  • F3: The 26 restricted stock units (RSUs) are contingent rights to one share (or cash equivalent) payable upon or after termination of service unless an earlier payment date is elected.
  • F4: Those RSUs vest the earlier of the next annual meeting or May 13, 2026, and were deferred until retirement under the plan.

Context

• These awards are routine director compensation under Prudential’s non-employee director deferred compensation and RSU plans. They are derivative grants that can convert to common stock (or cash) under specified timing rules and do not represent an immediate purchase or sale of PRU shares.