KAPPLER ANN M 4

What Happened
Ann Kappler, EVP and General Counsel of Prudential Financial (PRU), sold 13,580 shares in an open-market transaction on May 14, 2026. The Form 4 reports a weighted-average sale price of $103.25, for total proceeds of approximately $1,402,135. The sales were executed in multiple trades at prices ranging from $103.25 to $103.29.

Key Details

• Transaction date: May 14, 2026 (filed on Form 4 on May 18, 2026; filing appears timely).
• Reported weighted-average price: $103.25; execution price range: $103.25–$103.29 (multiple trades).
• Shares sold: 13,580; total proceeds ≈ $1,402,135.
• Shares held after transaction: 22,059 shares directly and 899 shares indirectly (401(k)).
• Other holdings: 9,952 vested stock options, 15,446 restricted stock units (RSUs), and 68,395 target performance shares (final amount depends on performance).
• Footnote: amount reported was adjusted to include 15 shares acquired under the Prudential Employee Savings Plan between 12/31/2025 and 3/31/2026 (acquisition exempt under Rules 16b-3(c) and 16a-3(f)(1)(i)(B)). Reporting person will provide details of the number of shares sold at each price upon request.

Context
This was a sale (not a purchase or option exercise). Insider sales are often routine (e.g., for diversification or personal liquidity) and do not by themselves signal management’s view of company fundamentals. Kappler is a company officer (Section 16 filer) but is not indicated as a 10% owner.