Home/Filings/4/0001140361-04-000471
4//SEC Filing

CARESIDE INC 4

Accession 0001140361-04-000471

CIK 0001070602operating

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 12:06 PM ET

Size

10.4 KB

Accession

0001140361-04-000471

Insider Transaction Report

Form 4
Period: 2004-01-22
PAULSON CHESTER L F
10% OwnerOther
Transactions
  • Purchase

    Common Stock

    2004-01-22$0.00/sh+1,000$03,031,205 total(indirect: See Footnote)
  • Purchase

    Warrant (Right to Buy Common Stock)

    2004-01-22$0.00/sh+1,000$0659,200 total(indirect: See Footnote)
    Exercise: $9.00From: 1999-06-16Exp: 2004-06-16Common Stock (1,000 underlying)
PAULSON CAPITAL CORP
10% OwnerOther
Transactions
  • Purchase

    Warrant (Right to Buy Common Stock)

    2004-01-22$0.00/sh+1,000$0659,200 total(indirect: See Footnote)
    Exercise: $9.00From: 1999-06-16Exp: 2004-06-16Common Stock (1,000 underlying)
  • Purchase

    Common Stock

    2004-01-22$0.00/sh+1,000$03,031,205 total(indirect: See Footnote)
PAULSON JACQUELINE M
10% OwnerOther
Transactions
  • Purchase

    Common Stock

    2004-01-22$0.00/sh+1,000$03,031,205 total(indirect: See Footnote)
  • Purchase

    Warrant (Right to Buy Common Stock)

    2004-01-22$0.00/sh+1,000$0659,200 total(indirect: See Footnote)
    Exercise: $9.00From: 1999-06-16Exp: 2004-06-16Common Stock (1,000 underlying)
Footnotes (1)
  • [F1]Form filed by more than one reporting person. In addition to Paulson Capital Corp. ("PLCC"), the following are reporting parties: Chester L.F. Paulson, Jacqueline M. Paulson, Paulson Family LLC ("LLC") and Paulson Investment Company, Inc. ("PICI"). These reporting parties collectively own over 10%. The address for each of the reporting parties is the same as that provided for PLCC. PICI is a registered broker/dealer and a wholly owned subsidiary of PLCC. Mr. and Mrs. Paulson are controlling managers of the LLC, which is a controlling shareholder of PLCC, which is the parent company of PICI. Mr. and Mrs. Paulson and the LLC expressly disclaim any beneficial ownership of securities held in the name of PLCC and PICI.

Documents

1 file

Issuer

CARESIDE INC

CIK 0001070602

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001070602

Filing Metadata

Form type
4
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 12:06 PM ET
Size
10.4 KB