PAULSON CAPITAL CORP 4
4 · PAULSON CAPITAL CORP · Filed Aug 12, 2004
Insider Transaction Report
Form 4
STRIPLIN HARRY L
Other
Transactions
- Exercise of In-Money
Common Stock
2004-08-11$4.44/sh+12,000$53,250→ 21,000 total - Exercise of In-Money
Stock Option (Right to Buy Common Stock)
2004-08-11−12,000→ 8,000 totalExercise: $4.44From: 1999-08-16Exp: 2004-08-15→ Common Stock (12,000 underlying)
Footnotes (2)
- [F1]Harry Striplin is Senior Vice President of Compliance for Paulson Investment Company, Inc. (a wholly-owned subsidiary of Paulson Capital Corp.)
- [F2]These transactions result from the exercise of 12,000 stock options granted on August 16, 1999 for a price of $4.4375 per share.