NUVIM INC 4
4 · NUVIM INC · Filed May 29, 2007
Insider Transaction Report
Form 4
NUVIM INCNUVM
PAULSON CAPITAL CORP
10% OwnerOther
Transactions
- Sale
Common Stock
2007-05-24$0.35/sh−7,000$2,450→ 530,500 total(indirect: See Footnote) - Sale
Common Stock
2007-05-25$0.35/sh−18,000$6,300→ 477,500 total(indirect: See Footnote) - Sale
Common Stock
2007-05-25$0.40/sh−40,000$16,000→ 437,500 total(indirect: See Footnote) - Sale
Common Stock
2007-05-24$0.35/sh−35,000$12,250→ 495,500 total(indirect: See Footnote)
Footnotes (1)
- [F1]Form filed by more than one reporting person. In addition to Paulson Capital Corp. ("PLCC"), the following are reporting parties: Chester L.F. Paulson, Jacqueline M. Paulson, Paulson Family LLC ("LLC") and Paulson Investment Company, Inc. ("PICI"). These reporting parties collectively own over 10%. The address for each of the reporting parties is the same as that provided for PLCC. PICI is a registered broker/dealer and a wholly owned subsidiary of PLCC. Mr. and Mrs. Paulson are controlling managers of the LLC, which is a controlling shareholder of PLCC, which is the parent company of PICI. Mr. and Mrs. Paulson and the LLC expressly disclaim any beneficial ownership of securities held in the name of PLCC and PICI.