Home/Filings/4/0001140361-09-002462
4//SEC Filing

Swanson Richard M 4

Accession 0001140361-09-002462

CIK 0000867773other

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 9:41 PM ET

Size

17.1 KB

Accession

0001140361-09-002462

Insider Transaction Report

Form 4
Period: 2009-01-29
Swanson Richard M
President & CTO
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2009-01-31+83325,845 total
  • Exercise/Conversion

    Performanc-Based Restricted Stock Units (PSUs)

    2009-01-312,2314,461 total
    Class A Common Stock (2,231 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2009-01-31+2,23125,887 total
  • Award

    Performance-Based Restricted Stock Units (PSUs)

    2009-01-29+6,6926,692 total
    Class A Common Stock (6,692 underlying)
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2009-01-318331,667 total
    Class A Common Stock (833 underlying)
  • Tax Payment

    Class A Common Stock

    2009-02-02$31.88/sh350$11,15825,495 total
  • Tax Payment

    Class A Common Stock

    2009-02-02$31.88/sh875$27,89525,012 total
Footnotes (4)
  • [F1]Each PSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting.
  • [F2]On January 31, 2008, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain performance criteria. The Compensation Committee of the Issuer?s Board of Directors confirmed achievement of the performance criteria on January 29, 2009 and, based on that assessment, determined the number of PSUs. The PSUs shall vest in three equal installments on each of January 31, 2009, January 31, 2010 and January 31, 2011.
  • [F3]Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting.
  • [F4]The RSUs shall vest in three equal installments on each of January 31, 2009, January 31, 2010 and January 31, 2011.

Documents

1 file

Issuer

SUNPOWER CORP

CIK 0000867773

Entity typeother

Related Parties

1
  • filerCIK 0001344547

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 9:41 PM ET
Size
17.1 KB