JUVONEN RONALD 4
4 · COSI INC · Filed Jan 8, 2010
Insider Transaction Report
Form 4
COSI INCCOSI
JUVONEN RONALD
Other
Transactions
- Exercise of In-Money
Common Stock, $0.01 par value
2010-01-06$0.50/sh+1,065,411$532,706→ 5,419,363 total(indirect: By Partnership) - Exercise of In-Money
Subscription Rights (right to buy)
2010-01-06+4,353,952→ 0 total(indirect: By Partnership)Exercise: $0.50From: 2009-12-08Exp: 2010-01-06→ Common stock, par value $0.01 (1,065,411 underlying)
Footnotes (3)
- [F1]The securities reported herein reflect shares of common stock, par value $0.01 per share ("Common Stock"), of Cosi, Inc. (the "Company") acquired by Downtown Associates I, L.P. and Downtown Associates II, L.P. (collectively referred to as the "Downtown Funds") pursuant to their basic subscription rights in the rights offering of the Company completed on January 6, 2010 (the "Rights Offering"). This filing does not include any additional shares of Common Stock that the Downtown Funds may receive pursuant to their over-subscription privilege, which number of additional shares are not known as of the date of this filing.
- [F2]The securities reported herein are held by the Downtown Funds. The reporting person's indirect interest in the securities held by the Downtown Funds is limited to his pecuniary interest, if any, in the Downtown Funds.
- [F3]Pursuant to the terms of the Company's Rights Offering, the Downtown Funds received one subscription right for each share of Common Stock owned by the Downtown Funds on November 27, 2009. Each subscription right entitled the holder to purchase 0.2447 shares of Common Stock at a subscription price of $0.50 per full share.