4//SEC Filing
FARRELL MICHAEL A J 4
Accession 0001140361-10-007149
CIK 0001043219other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 2:57 PM ET
Size
18.7 KB
Accession
0001140361-10-007149
Insider Transaction Report
Form 4
FARRELL MICHAEL A J
DirectorPres., Chairman of Board & CEO
Transactions
- Purchase
Common Stock
2010-02-17$17.45/sh+3,000$52,350→ 2,192,867 total
Holdings
- 3,500
Class A Preferred Stock
- 200,000
Option to purchase Common Stock
Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (200,000 underlying) - 400,000
Option to purchase Common Stock
Exercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (400,000 underlying) - 8,000(indirect: By daughter)
Class A Preferred Stock
- 200,000
Option to purchase Common Stock
Exercise: $17.97From: 2004-08-04Exp: 2013-08-04→ Common Stock (200,000 underlying) - 37,500
Option to purchase Common Stock
Exercise: $11.72From: 2007-02-13Exp: 2016-02-13→ Common Stock (37,500 underlying) - 170,000
Option to purchase Common Stock
Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (170,000 underlying) - 3,500(indirect: Michael Farrell C/F Taylor Carolyn Farrell)
Class A Preferred Stock
- 150,000
Option to purchase Common Stock
Exercise: $17.39From: 2005-04-19Exp: 2014-04-19→ Common Stock (150,000 underlying) - 150,000
Option to purchase Common Stock
Exercise: $17.07From: 2006-07-07Exp: 2015-07-07→ Common Stock (150,000 underlying) - 150,000
Option to purchase Common Stock
Exercise: $15.70From: 2008-05-17Exp: 2017-05-17→ Common Stock (150,000 underlying) - 8,200(indirect: By son)
Class A Preferred Stock
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $17.4475 to $17.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F3]Options previously granted.
Documents
Issuer
ANNALY CAPITAL MANAGEMENT INC
CIK 0001043219
Entity typeother
Related Parties
1- filerCIK 0001235653
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 2:57 PM ET
- Size
- 18.7 KB