COLE J DANIEL 4
4 · THORATEC CORP · Filed Jun 7, 2010
Insider Transaction Report
Form 4
THORATEC CORPTHOR
COLE J DANIEL
Director
Transactions
- Exercise/Conversion
Common Stock
2010-06-03$15.45/sh+1,875$28,969→ 51,875 total - Exercise/Conversion
Common Stock
2010-06-03$18.99/sh+1,875$35,606→ 53,750 total - Sale
Common Stock
2010-06-03$44.29/sh−860$38,086→ 52,890 total - Sale
Common Stock
2010-06-04$43.66/sh−1,480$64,615→ 51,270 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2010-06-03−1,875→ 0 totalExercise: $18.99From: 2005-11-17Exp: 2010-11-17→ Common Stock (1,875 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2010-06-03−1,875→ 0 totalExercise: $15.45From: 2005-08-18Exp: 2010-08-18→ Common Stock (1,875 underlying) - Sale
Common Stock
2010-06-03$44.91/sh−140$6,288→ 52,750 total
Footnotes (6)
- [F1]This option vested 100% on the grant date.
- [F2]This option was granted pursuant to the Company's Incentive Stock Plan with no payment received for the option.
- [F3]Options exercised and shares of Common Stock sold pursuant to a Sales Plan established by the Reporting Person on May 3, 2010, which Sales Plan is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
- [F4]This transaction was executed in multiple trades in prices ranging from $43.60 to $44.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades in prices ranging from $44.60 to $45.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F6]This transaction was executed in multiple trades in prices ranging from $43.605 to $43.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.