Home/Filings/4/0001140361-10-025922
4//SEC Filing

SMITH PHILIP B 4

Accession 0001140361-10-025922

CIK 0001364541other

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 4:43 PM ET

Size

16.6 KB

Accession

0001140361-10-025922

Insider Transaction Report

Form 4
Period: 2010-06-15
Transactions
  • Exercise of In-Money

    Common Units Representing Limited Partner Interest

    2010-06-15$2.50/sh+1,160$2,90027,997 total
  • Exercise of In-Money

    Common Units Representing Limited Partner Interest

    2010-06-17$2.50/sh+8,226$20,56536,223 total
  • Exercise of In-Money

    Subscription Rights

    2010-06-178,2260 total
    Exercise: $2.50From: 2010-06-01Exp: 2010-06-30Common Units and Warrants (8,226 underlying)
  • Exercise of In-Money

    Subscription Rights

    2010-06-151,1608,226 total
    Exercise: $2.50From: 2010-06-01Exp: 2010-06-30Common Units and Warrants (1,160 underlying)
  • Exercise of In-Money

    Warrants

    2010-06-15$2.50/sh+1,160$2,9001,160 total
    Exercise: $6.00From: 2010-08-15Exp: 2012-05-15Common Units (1,160 underlying)
  • Exercise of In-Money

    Warrants

    2010-06-17$2.50/sh+8,226$20,5659,386 total
    Exercise: $6.00From: 2010-08-15Exp: 2012-05-15Common Units (8,226 underlying)
Footnotes (5)
  • [F1]Represents common units that will be received, after the close of the rights offering, from the exercise of subscription rights.
  • [F2]Represents the exercise price of each subscription right entitling the holder to acquire, for $2.50 in cash, (i) one common unit and (ii) one warrant to purchase an additional common unit for $6.00 on the dates specified in Footnote 5.
  • [F3]Each Warrant entitles the holder to acquire, for $6.00 in cash, one common unit on the dates specified in Footnote 5.
  • [F4]Represents warrants that will be received, after the close of the rights offering, from the exercise of subscription rights.
  • [F5]Warrants are only exercisable on each of August 15, 2010, November 15, 2010, March 15, 2011, May 15, 2011, August 15, 2011, November 15, 2011, March 15, 2012 and May 15, 2012. The warrants will be freely tradeable starting on or about July 1, 2010 until May 15, 2012.

Documents

1 file

Issuer

EAGLE ROCK ENERGY PARTNERS L P

CIK 0001364541

Entity typeother

Related Parties

1
  • filerCIK 0001377465

Filing Metadata

Form type
4
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 4:43 PM ET
Size
16.6 KB