4//SEC Filing
SMITH PHILIP B 4
Accession 0001140361-10-025922
CIK 0001364541other
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 4:43 PM ET
Size
16.6 KB
Accession
0001140361-10-025922
Insider Transaction Report
Form 4
SMITH PHILIP B
Director
Transactions
- Exercise of In-Money
Common Units Representing Limited Partner Interest
2010-06-15$2.50/sh+1,160$2,900→ 27,997 total - Exercise of In-Money
Common Units Representing Limited Partner Interest
2010-06-17$2.50/sh+8,226$20,565→ 36,223 total - Exercise of In-Money
Subscription Rights
2010-06-17−8,226→ 0 totalExercise: $2.50From: 2010-06-01Exp: 2010-06-30→ Common Units and Warrants (8,226 underlying) - Exercise of In-Money
Subscription Rights
2010-06-15−1,160→ 8,226 totalExercise: $2.50From: 2010-06-01Exp: 2010-06-30→ Common Units and Warrants (1,160 underlying) - Exercise of In-Money
Warrants
2010-06-15$2.50/sh+1,160$2,900→ 1,160 totalExercise: $6.00From: 2010-08-15Exp: 2012-05-15→ Common Units (1,160 underlying) - Exercise of In-Money
Warrants
2010-06-17$2.50/sh+8,226$20,565→ 9,386 totalExercise: $6.00From: 2010-08-15Exp: 2012-05-15→ Common Units (8,226 underlying)
Footnotes (5)
- [F1]Represents common units that will be received, after the close of the rights offering, from the exercise of subscription rights.
- [F2]Represents the exercise price of each subscription right entitling the holder to acquire, for $2.50 in cash, (i) one common unit and (ii) one warrant to purchase an additional common unit for $6.00 on the dates specified in Footnote 5.
- [F3]Each Warrant entitles the holder to acquire, for $6.00 in cash, one common unit on the dates specified in Footnote 5.
- [F4]Represents warrants that will be received, after the close of the rights offering, from the exercise of subscription rights.
- [F5]Warrants are only exercisable on each of August 15, 2010, November 15, 2010, March 15, 2011, May 15, 2011, August 15, 2011, November 15, 2011, March 15, 2012 and May 15, 2012. The warrants will be freely tradeable starting on or about July 1, 2010 until May 15, 2012.
Documents
Issuer
EAGLE ROCK ENERGY PARTNERS L P
CIK 0001364541
Entity typeother
Related Parties
1- filerCIK 0001377465
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 4:43 PM ET
- Size
- 16.6 KB