ORION ENERGY SYSTEMS, INC.·4

Aug 24, 1:23 PM ET

Potts Michael J 4

4 · ORION ENERGY SYSTEMS, INC. · Filed Aug 24, 2010

Insider Transaction Report

Form 4
Period: 2010-08-23
Potts Michael J
DirectorExecutive Vice President
Transactions
  • Exercise/Conversion

    Stock Options (right to buy)

    2010-08-2330,00045,000 total
    Exercise: $2.20Exp: 2016-12-20Common Stock (30,000 underlying)
  • Exercise/Conversion

    Common Stock

    2010-08-23$2.20/sh+30,000$66,000422,352 total
Holdings
  • Stock Options (right to buy)

    Exercise: $5.35Exp: 2018-08-08Common Stock (21,452 underlying)
    21,452
  • Stock Options (right to buy)

    Exercise: $3.78Exp: 2019-05-19Common Stock (11,759 underlying)
    11,759
  • Stock Options (right to buy)

    Exercise: $3.46Exp: 2020-05-18Common Stock (11,620 underlying)
    11,620
Footnotes (4)
  • [F1]Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, vests and becomes exercisable in 20% increments on December 20, 2007, 2008, 2009, 2010 and 2011, respectively.
  • [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
  • [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
  • [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4