4//SEC Filing
Potts Michael J 4
Accession 0001140361-10-034787
CIK 0001409375other
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 1:23 PM ET
Size
11.7 KB
Accession
0001140361-10-034787
Insider Transaction Report
Form 4
Potts Michael J
DirectorExecutive Vice President
Transactions
- Exercise/Conversion
Stock Options (right to buy)
2010-08-23−30,000→ 45,000 totalExercise: $2.20Exp: 2016-12-20→ Common Stock (30,000 underlying) - Exercise/Conversion
Common Stock
2010-08-23$2.20/sh+30,000$66,000→ 422,352 total
Holdings
- 21,452
Stock Options (right to buy)
Exercise: $5.35Exp: 2018-08-08→ Common Stock (21,452 underlying) - 11,759
Stock Options (right to buy)
Exercise: $3.78Exp: 2019-05-19→ Common Stock (11,759 underlying) - 11,620
Stock Options (right to buy)
Exercise: $3.46Exp: 2020-05-18→ Common Stock (11,620 underlying)
Footnotes (4)
- [F1]Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, vests and becomes exercisable in 20% increments on December 20, 2007, 2008, 2009, 2010 and 2011, respectively.
- [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
- [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeother
Related Parties
1- filerCIK 0001418594
Filing Metadata
- Form type
- 4
- Filed
- Aug 23, 8:00 PM ET
- Accepted
- Aug 24, 1:23 PM ET
- Size
- 11.7 KB