CHITAYAT JACK 5
5 · LIQUIDMETAL TECHNOLOGIES INC · Filed Feb 14, 2011
Insider Transaction Report
Form 5
CHITAYAT JACK
10% Owner
Transactions
- Other
Warrant (right to buy)
2010-12-31$0.49/sh−6$3→ 1,334,232 total(indirect: By LLC)Exercise: $0.49From: 2009-05-02Exp: 2015-07-15→ Common Stock (6 underlying) - Other
Warrant (right to buy)
2010-11-18$0.49/sh+92$45→ 1,680,977 total(indirect: By LLC)Exercise: $0.49From: 2009-05-02Exp: 2015-07-15→ Common Stock (92 underlying) - Other
Warrant (right to buy)
2010-12-31$0.49/sh+49,316$24,165→ 153,483 totalExercise: $0.49From: 2009-05-02Exp: 2015-07-15→ Common Stock (49,316 underlying)
Footnotes (3)
- [F1]Change in number of warrants resulted from a change in percentage of ownership in Carlyle Liquid Holdings, LLC, which is a holder of Liquidmetal Technologies Series A-1 Preferred Stock.
- [F2]Change in number of warrants resulted from a change in percentage of ownership in Carlyle Liquid , LLC, which is a holder of Liquidmetal Technologies Series A-2 Preferred Stock.
- [F3]Warrants received from Carlyle Liquid Holdings, LLC.