LLC Carlyle Liquid 5
5 · LIQUIDMETAL TECHNOLOGIES INC · Filed Feb 14, 2011
Insider Transaction Report
Form 5
LLC Carlyle Liquid
10% Owner
Transactions
- Other
Warrant (right to buy)
2010-11-18$0.49/sh−1,680,885$823,634→ 3,741,324 totalExercise: $0.49From: 2009-05-02Exp: 2015-07-15→ Common Stock (1,680,885 underlying) - Other
Series A-2 Preferred Stock
2010-11-18$5.00/sh−144,960$724,800→ 322,652 totalExercise: $0.22→ Common Stock (3,294,525 underlying)
Footnotes (3)
- [F1]Change in number of warrants was due to distribution to one of the owners of Carlyle Liquid, LLC.
- [F2]Change in number of Series A-2 Preferred Stock was due to distribution to one of the owners of Carlyle Liquid, LLC.
- [F3]Each share of Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Certificate of Designation, Preferences and Rights for Series A Preferred Stock. The Series A Preferred Stock has no expiration date.