Senchak Andrew M 4
4 · KBW, INC. · Filed Feb 17, 2011
Insider Transaction Report
Form 4
KBW, INC.KBW
Senchak Andrew M
DirectorDirector, Vice Chairman
Transactions
- Award
Common Stock, par value $0.01 per share
2011-02-15+0→ 364,363 total(indirect: By Trust) - Sale
Common Stock, par value $0.01 per share
2011-02-15$28.25/sh−6,576$185,772→ 375,705 total
Footnotes (4)
- [F1]Sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 9, 2010.
- [F2]The price reported represents the weighted average price of shares sold. The shares were sold at varying prices in the range of $27.91 - $28.43. Upon the request of the Commission staff, the issuer, or a security holder of the issuer, full information will be provided regarding the number of shares sold at each separate price.
- [F3]Represents shares directly beneficially owned by the reporting person as a result of the transactions reported herein, as well as certain transfers to the reporting person of shares that had previously been indirectly beneficially owned.
- [F4]This line does not reflect a separate transaction requiring reporting. It reflects shares indirectly beneficially owned by the reporting person after the transactions reported herein, as well as certain transfers of shares that had previously been indirectly beneficially owned. Such transfers did not affect the reporting person's total beneficial ownership. All 364,363 shares that are indirectly beneficially owned are held by the Andrew Senchak Family Trust.