4//SEC Filing
Kazel Ronald Daniel 4
Accession 0001140361-11-018893
CIK 0001043219other
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 3:23 PM ET
Size
16.4 KB
Accession
0001140361-11-018893
Insider Transaction Report
Form 4
Kazel Ronald Daniel
Managing Director
Transactions
- Exercise/Conversion
Common Stock
2011-03-28$13.25/sh+30,000$397,500→ 141,938 total - Exercise/Conversion
Option to purchase Common Stock
2011-03-28−30,000→ 120,000 totalExercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (30,000 underlying)
Holdings
- 4,400(indirect: By 401(k))
Class A Preferred Stock
- 13,251
Option to purchase Common Stock
Exercise: $17.39From: 2005-04-19Exp: 2014-04-19→ Common Stock (13,251 underlying) - 53,000
Option to purchase Common Stock
Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (53,000 underlying) - 15,000
Option to purchase Common Stock
Exercise: $17.97From: 2004-08-04Exp: 2013-08-04→ Common Stock (15,000 underlying) - 23,377
Option to purchase Common Stock
Exercise: $17.07From: 2006-07-07Exp: 2015-07-07→ Common Stock (23,377 underlying) - 53,000
Option to purchase Common Stock
Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (53,000 underlying) - 755(indirect: By Spouse)
Common Stock
- 2,833(indirect: By 401(k))
Common Stock
- 10,000
Option to purchase Common Stock
Exercise: $15.70From: 2008-05-17Exp: 2017-05-17→ Common Stock (10,000 underlying)
Footnotes (1)
- [F1]Options previously granted.
Documents
Issuer
ANNALY CAPITAL MANAGEMENT INC
CIK 0001043219
Entity typeother
Related Parties
1- filerCIK 0001319285
Filing Metadata
- Form type
- 4
- Filed
- Mar 27, 8:00 PM ET
- Accepted
- Mar 28, 3:23 PM ET
- Size
- 16.4 KB